SEC Form 4 · accession 0001209191-15-018478
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle A Gillis
Officer — Senior Vice President
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2015 | A | 2,380 | $0.00 | A | 9,360 | D | |
| Common StockF2 | holding | — | — | — | 1,649 | I | ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option GrantF3 | $63.15 | Feb 23, 2015 | A | 10,000 | A | — | Feb 23, 2025 | Common | 10,000 | 10,000 | D |
Explanation of responses
- F1Represents the grant of restricted stock from the Issuer that vests four years from the date of grant.
- F2Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2014.
- F3These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.