SEC Form 4 · accession 0001209191-15-018476
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph E Consolino
Officer — Executive Vice President · Director
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2015 | A | 5,940 | $0.00 | A | 110,039 | D | |
| Common StockF2 | holding | — | — | — | 1,023 | I | ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stockF3 | $63.15 | Feb 23, 2015 | A | 25,000 | A | — | Feb 23, 2015 | Common | 25,000 | 25,000 | D |
Explanation of responses
- F1Represents the grant of restricted stock from the Issuer that vests four years from the date of grant.
- F2Shares allocated to the Reporting Person's account under the Issuer's Employee Stock Puchase Plan ("ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2014.
- F3These Employee Stock Options become exercisble in five equal installments beginning on the first anniversary of the date of grant.