SEC Form 4 · accession 0001209191-15-018469
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Berding
Director
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 23, 2015 | A | 7,130 | $0.00 | A | 61,284 | D | |
| Common Stock | holding | — | — | — | 233 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 3,641 | I | ESPP | |
| Common StockF4 | holding | — | — | — | 1,233 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option GrantF5 | $63.15 | Feb 23, 2015 | A | 30,000 | A | — | Feb 23, 2025 | Common | 30,000 | 30,000 | D |
Explanation of responses
- F1Represents the grant of restricted stock that vests four years from the date of grant.
- F2Includes 1,249.932 shares held in the Company's Dividend Reinvestment Plan as of 12/31/2014.
- F3Shares allocated to the Reporting Person's account under the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reported herein is based on a plan statement dated as of 12/31/2014.
- F4Represents shares held in the Issuer's 401(k) Retirement and Savings Plan. The number of shares of Common Stock is based on a Plan Statement dated as of 12/31/2014.
- F5These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.