SEC Form 4 · accession 0001571049-17-002864
PRICESMART INC · PSMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Price
Director · 10% Owner
Period of report
Jun 4, 2015
Accepted (ET)
Mar 24, 2017 · 8:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 4, 2015 | G | 18,805 | $0.00 | D | 0 | I | As co-trustee of the Sarah Price Trust UTD 9/22/89 with footnote |
| Common StockF2 | Mar 22, 2017 | G | 24,000 | $0.00 | D | 1,821,158 | I | As co-trustee of the Robert and Allison Price Charitable Trust |
| Common StockF3 | Mar 22, 2017 | G | 24,000 | $0.00 | A | 816,462 | I | As co-trustee of the Robert and Allison Price Trust UDT 1/10/75 |
| Common Stock | holding | — | — | — | 80 | D | ||
| Common StockF4 | holding | — | — | — | 627,825 | I | As co-manager of The Price Group LLC | |
| Common StockF5 | holding | — | — | — | 18,805 | I | As co-trustee of the David Price Trust UTD 9/22/89 | |
| Common Stock | holding | — | — | — | 45,000 | I | Family Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person serves as co-trustee of this trust with his wife Allison Price and their adult daughter Sarah Price Keating. The reporting person and his wife each disclaim beneficial ownership of the securities held by this trust except to the extent of their respective pecuniary interest therein.
- F2The reporting person and his wife Allison Price are co-trustees of this trust. The reporting person and his wife each disclaim beneficial ownership of the securities held by this trust except to the extent of their respective pecuniary interest therein.
- F3The reporting person and his wife Allison Price are co-trustees of this trust.
- F4The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F5The reporting person serves as co-trustee of this trust with his wife Allison Price and their adult son David Price. The reporting person and his wife each disclaim beneficial ownership of the securities held by this trust except to the extent of their pecuniary interest therein.
Remarks
* The reporting person's wife, Allison Price, may also be deemed a greater than 10% beneficial owner of the Issuer's securities in her capacity as co-trustee of each of the trusts identified herein. As such, this Form 4 filing shall be deemed to constitute a Form 4 filing on behalf of both the reporting person and his wife, Allison Price.