SEC Form 4 · accession 0001209191-18-005713
PRICESMART INC · PSMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell G Lynn
Director
Period of report
Jan 24, 2018
Accepted (ET)
Jan 26, 2018 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value per shareF1 | Jan 24, 2018 | A | 592 | $0.00 | A | 1,580 | D | |
| Common Stock, $0.0001 par value per share | Jan 25, 2018 | M | 1,000 | $67.20 | A | 2,580 | D | |
| Common Stock, $0.0001 par value per share | holding | — | — | — | 4,650 | I | Held by the Lynn Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F3,F2 | $67.20 | Jan 25, 2018 | M | 1,000 | D | — | Jan 25, 2018 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1These shares are represented by restricted stock units, which vest in full on January 31, 2019 or the date of the issuer's next annual meeting of stockholders, whichever is sooner.
- F2The options vested at a rate of 20% per year from January 25, 2012, the date of grant.
- F3Not applicable.