SEC Form 4 · accession 0001209191-17-047550
PRICESMART INC · PSMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Sherry S. Bahrambeygui
Director
Period of report
Jul 17, 2017
Accepted (ET)
Aug 3, 2017 · 8:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value per share | Jul 17, 2017 | G | 15,000 | $0.00 | D | 125,374 | D | |
| Common Stock, $0.0001 par value per shareF1 | Jul 17, 2017 | G | 15,000 | $0.00 | A | 91,833 | I | By Hosey Family Trust |
| Common Stock, $0.0001 par value per share | Aug 1, 2017 | M | 3,000 | $67.92 | A | 128,374 | D | |
| Common Stock, $0.0001 par value per share | Aug 1, 2017 | M | 1,000 | $67.20 | A | 129,374 | D | |
| Common Stock, $0.0001 par value per share | Aug 1, 2017 | S | 3,561 | $84.88 | D | 125,813 | D | |
| Common Stock, $0.0001 par value per shareF2 | holding | — | — | — | 1,000 | I | By son | |
| Common Stock, $0.0001 par value per shareF2 | holding | — | — | — | 1,000 | I | By son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F4,F3 | $67.92 | Aug 1, 2017 | M | 3,000 | D | — | Nov 15, 2017 | Common Stock | 3,000 | 0 | D |
| Stock option (right to buy)F4,F5 | $67.20 | Aug 1, 2017 | M | 1,000 | D | — | Jan 25, 2018 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1The reported securities are owned directly or indirectly by the Hosey Family Trust of which the Reporting Person is co-trustee. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
- F2The reported securities are held in custodial accounts for the benefit of the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
- F3The options vested 20% per year from the date of grant (11/15/2011).
- F4Not applicable
- F5The options vested 20% per year from the date of grant (01/25/2012).