SEC Form 4 · accession 0001209191-17-003076
PRICESMART INC · PSMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine L Hensley
Director
Period of report
Jan 6, 2017
Accepted (ET)
Jan 10, 2017 · 12:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value per share | Jan 6, 2017 | M | 1,000 | $40.40 | A | 26,263 | D | |
| Common Stock, $0.0001 par value per share | holding | — | — | — | 1,123 | I | By family trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F2,F1 | $40.40 | Jan 6, 2017 | M | 1,000 | D | — | Jan 19, 2017 | Common Stock, $0.0001 par value per share | 1,000 | 0 | D |
Explanation of responses
- F1The options vested at a rate of 20% per year from the date of grant (1/19/11).
- F2Not applicable