SEC Form 4 · accession 0001144204-18-027400
PRICESMART INC · PSMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Price
Director · 10% Owner
Period of report
May 8, 2018
Accepted (ET)
May 11, 2018 · 10:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 8, 2018 | G | 1,625 | $0.00 | D | 1,763,957 | I | As co-trustee of the Robert and Allison Price Charitable Trust |
| Common StockF1 | May 9, 2018 | G | 600 | $0.00 | D | 1,763,357 | I | As co-trustee of the Robert and Allison Price Charitable Trust |
| Common StockF2 | holding | — | — | — | 868,462 | I | As co-trustee of the Robert and Allison Price Trust UDT 1/10/75 | |
| Common Stock | holding | — | — | — | 80 | D | ||
| Common StockF3 | holding | — | — | — | 627,825 | I | As co-manager of The Price Group LLC | |
| Common StockF4 | holding | — | — | — | 18,805 | I | As co-trustee of the David Price Trust UTD 9/22/89 | |
| Common Stock | holding | — | — | — | 45,000 | I | Family Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person and his wife Allison Price are co-trustees of this trust. The reporting person and his wife each disclaim beneficial ownership of the securities held by this trust except to the extent of their respective pecuniary interest therein.
- F2The reporting person and his wife Allison Price are co-trustees of this trust.
- F3The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F4The reporting person serves as co-trustee of this trust with his wife Allison Price and their adult son David Price. The reporting person and his wife each disclaim beneficial ownership of the securities held by this trust except to the extent of their pecuniary interest therein.