SEC Form 4 · accession 0001127602-19-011295
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Douglas McMillon
Officer — President and CEO · Director
Period of report
Mar 11, 2019
Accepted (ET)
Mar 13, 2019 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 11, 2019 | A | 241,250 | $0.00 | A | 1,367,290 | D | |
| Common StockF3 | Mar 11, 2019 | F | 111,579 | $97.59 | D | 1,255,711 | D | |
| Common StockF4 | Mar 11, 2019 | A | 171,806 | $0.00 | A | 1,427,517 | D | |
| Common Stock | holding | — | — | — | 1,739 | I | By 401(k) | |
| Common | holding | — | — | — | 175,954 | I | By Trust for Children | |
| Common | holding | — | — | — | 75,374 | I | By Wife's Trust for Children | |
| Common | holding | — | — | — | 59,563 | I | By Trust for Wife | |
| Common | holding | — | — | — | 2,258 | I | By Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting of performance share units for the three-year period ending January 31, 2019, as certified by the Compensation and Management Development Committee on March 11, 2019.
- F2Balance adjusted to reflect shares acquired through the Walmart Inc. Associate Stock Purchase Plan.
- F3Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance share units.
- F4Represents restricted stock units earned by the Reporting Person upon the achievement of performance goals for the one-year period ended Jan. 31, 2019, as certified by the Compensation and Management Development Committee on March 11, 2019. The restricted stock units are scheduled to vest on Jan. 31, 2021 if the Reporting Person remains employed by the Issuer on that date.