SEC Form 4 · accession 0001127602-18-027526
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim C Walton
10% Owner
Period of report
Sep 11, 2018
Accepted (ET)
Sep 13, 2018 · 6:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 11, 2018 | S | 590,911 | $96.9148 | D | 59,148,411 | I | By Trust |
| Common StockF2 | Sep 11, 2018 | S | 9,089 | $97.5642 | D | 59,139,322 | I | By Trust |
| Common StockF3 | Sep 12, 2018 | S | 430,640 | $96.2603 | D | 58,708,682 | I | By Trust |
| Common StockF4,F5 | Sep 12, 2018 | J | 547,840 | $0.00 | D | 58,160,842 | I | By Trust |
| Common Stock | holding | — | — | — | 10,557,224 | D | ||
| Common StockF6 | holding | — | — | — | 1,415,891,131 | I | By Limited Liability Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale from the Walton Family Holdings Trust (the "Trust") was executed in multiple trades at prices ranging from $96.50 to $97.49, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F2This sale from the Trust was executed in multiple trades at prices ranging from $97.50 to $97.66, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F3This sale from the Trust was executed in multiple trades at prices ranging from $96.00 to $96.68, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F4The transaction is a distribution of 547,840 shares of Common Stock, for no consideration, by the Trust to certain beneficiaries of the Trust.
- F5The reporting person is a trustee of the Trust, the entity that owns 58,160,842 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of his pecuniary interest therein.
- F6The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,415,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein.