SEC Form 4 · accession 0001127602-18-025004
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R. Furner
Officer — Executive Vice President
Period of report
Aug 7, 2018
Accepted (ET)
Aug 8, 2018 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Aug 7, 2018 | M | 3,236 | $89.67 | A | 175,161 | D | |
| CommonF3 | Aug 7, 2018 | F | 136 | $89.67 | D | 175,025 | D | |
| Common | holding | — | — | — | 1,680 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Aug 7, 2018 | M | 3,236 | D | — | — | Common | 3,236 | 0 | D |
Explanation of responses
- F1Represents previously reported cash-settled restricted stock units that vested on August 7, 2018, but which were deferred in the form of stock units until a later date.
- F2Balance adjusted to reflect shares acquired through the Walmart Inc. Associate Stock Purchase Plan.
- F3Represents stock units withheld to satisfy tax withholding obligations upon the vesting of cash-settled restricted stock units. While the remaining units are to be settled in the form of cash, the settlement has been deferred to a future date, at which time the units will settle for an amount of cash equal to the then fair market value of an equal number of shares of common stock.