SEC Form 4 · accession 0001127602-18-011473
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R. Furner
Officer — Executive Vice President
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 7:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Mar 9, 2018 | A | 88,603 | $0.00 | A | 134,056 | D | |
| CommonF3 | Mar 9, 2018 | F | 40,979 | $87.92 | D | 93,077 | D | |
| CommonF4 | Mar 9, 2018 | A | 95,565 | $0.00 | A | 188,642 | D | |
| Common | holding | — | — | — | 1,660 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units earned by Reporting Person and that vested upon achievement of performance goals for the one-year period ended Jan. 31, 2018, as certified by the Compensation and Management Development Committee on March 9, 2018.
- F2Balance adjusted to reflect shares acquired through the Walmart Inc. Associate Stock Purchase Plan.
- F3Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance-based restricted stock units, as certified by the Compensation and Management Development Committee on March 9, 2018.
- F4Represents restricted stock units earned by Reporting Person upon achievement of performance goals for the one-year period ended Jan. 31, 2018, as certified by the Compensation and Management Development Committee on March 9, 2018. The restricted stock units are scheduled to vest Jan. 31, 2020 if Reporting Person remains employed by Issuer on that date.