SEC Form 4 · accession 0001127602-18-011466
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M. Brett Biggs
Officer — Executive Vice President
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 6:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2018 | A | 41,691 | $0.00 | A | 158,789 | D | |
| Common StockF2 | Mar 9, 2018 | F | 1,747 | $87.92 | D | 157,042 | D | |
| Common StockF3 | Mar 9, 2018 | A | 49,149 | $0.00 | A | 206,191 | D | |
| Common Stock | holding | — | — | — | 388 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting of performance share units for the period ending January 31, 2018, as certified by the Compensation and Management Development Committee on March 9, 2018. The receipt of the shares was deferred to a future date.
- F2Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance share units.
- F3Represents restricted stock units earned by Reporting Person upon achievement of performance goals for the one-year period ended Jan. 31, 2018, as certified by the Compensation and Management Development Committee on March 9, 2018. The restricted stock units are scheduled to vest Jan. 31, 2020 if Reporting Person remains employed by Issuer on that date.