SEC Form 4 · accession 0001127602-18-003038
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Douglas McMillon
Officer — President and CEO · Director
Period of report
Jan 26, 2018
Accepted (ET)
Jan 30, 2018 · 7:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 26, 2018 | F | 1,817 | $106.60 | D | 898,425 | D | |
| Common StockF3 | Jan 29, 2018 | A | 35,075 | $0.00 | A | 933,500 | D | |
| Common StockF4 | holding | — | — | — | 1,700 | I | By 401(k) | |
| Common | holding | — | — | — | 75,954 | I | By Trust for Children | |
| Common | holding | — | — | — | 75,374 | I | By Wife's Trust for Children | |
| Common | holding | — | — | — | 1,741 | I | By Trust for Wife | |
| Common | holding | — | — | — | 2,258 | I | By Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of the vested shares was deferred to a future date.
- F2Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan.
- F3Restricted stock that was granted on January 29, 2018 and is scheduled to vest on January 19, 2021.
- F4Balance adjusted to reflect shares acquired through the Walmart 401(k) Plan.