SEC Form 4 · accession 0001127602-18-000767
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Douglas McMillon
Officer — President and CEO · Director
Period of report
Jan 1, 2018
Accepted (ET)
Jan 3, 2018 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 1, 2018 | F | 39,512 | $98.75 | D | 900,238 | D | |
| Common StockF3 | holding | — | — | — | 1,691 | I | By 401(k) | |
| Common | holding | — | — | — | 75,954 | I | By Trust for Children | |
| Common | holding | — | — | — | 75,374 | I | By Wife's Trust for Children | |
| Common | holding | — | — | — | 1,741 | I | By Trust for Wife | |
| CommonF4 | holding | — | — | — | 2,258 | I | By Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy tax withholding obligations pertaining to the payout of previously deferred performance share units.
- F2Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan.
- F3Balance adjusted to reflect shares acquired through the Walmart 401(k) Plan.
- F4Represents shares held by Reporting Person's son that were previously reported as indirect holdings of the Reporting Person's wife as UGMA custodian for children.