SEC Form 4 · accession 0001127602-17-033237
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim C Walton
10% Owner
Period of report
Nov 21, 2017
Accepted (ET)
Nov 24, 2017 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2017 | S | 1,094,245 | $96.7742 | D | 91,692,805 | I | By Trust |
| Common StockF2 | Nov 21, 2017 | S | 168,508 | $97.5923 | D | 91,524,297 | I | By Trust |
| Common StockF3,F4 | Nov 22, 2017 | S | 826,617 | $96.3944 | D | 90,697,680 | I | By Trust |
| Common Stock | holding | — | — | — | 10,507,224 | D | ||
| Common StockF5 | holding | — | — | — | 1,415,891,131 | I | By Limited Liability Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale from the Walton Family Holdings Trust (the "Trust") was executed in multiple trades at prices ranging from $96.32 to $97.31, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F2This sale from the Trust was executed in multiple trades at prices ranging from $97.32 to $97.91, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F3This sale from the Trust was executed in multiple trades at prices ranging from $96.125 to $96.80, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F4The reporting person is a trustee of the Trust, the entity that owns 90,697,680 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of his pecuniary interest therein.
- F5The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,415,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein.