SEC Form 4 · accession 0001127602-17-026420
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Foran
Officer — Executive Vice President
Period of report
Aug 22, 2017
Accepted (ET)
Aug 24, 2017 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Aug 22, 2017 | M | 3,404 | $0.00 | A | 174,400 | D | |
| CommonF2 | Aug 22, 2017 | F | 150 | $79.71 | D | 174,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Aug 22, 2017 | M | 3,404 | D | — | — | Common | 3,404 | 0 | D |
Explanation of responses
- F1Represents cash-settled restricted stock units that vested on August 22, 2017, but which were deferred in the form of stock units until a later date.
- F2Represents stock units withheld to satisfy tax withholding obligations upon the vesting of cash-settled restricted stock units. While the remaining units are to be settled in cash, settlement has been deferred to a future date, at which time the units will settle for an amount of cash equal to the then value of an equal number of shares of common stock.