SEC Form 4 · accession 0001127602-17-022111
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Robson Walton
Director · 10% Owner
Period of report
Jun 22, 2017
Accepted (ET)
Jun 23, 2017 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 22, 2017 | J | 200,000 | $0.00 | D | 113,840,144 | I | By Trust |
| Common StockF3 | Jun 22, 2017 | J | 200,000 | $0.00 | A | 3,544,956 | D | |
| Common StockF4 | Jun 23, 2017 | G | 200,000 | $0.00 | D | 3,344,956 | D | |
| Common StockF5 | holding | — | — | — | 1,415,891,131 | I | By Limited Liability Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction is a distribution of 200,000 shares of Common Stock, for no consideration, by the Walton Family Holdings Trust (the "Trust") to the reporting person (the "Distribution").
- F2The reporting person is a trustee of the Trust, the entity that owns 113,840,144 shares of Common Stock following the Distribution. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of his pecuniary interest therein.
- F3The transaction is the receipt of 200,000 shares of Common Stock, for no consideration, in the Distribution.
- F4On June 23, 2017, the reporting person made a charitable gift of 200,000 shares of Common Stock.
- F5The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,415,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein.