SEC Form 4 · accession 0001127602-17-014444
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R. Furner
Officer — Executive Vice President
Period of report
Apr 4, 2017
Accepted (ET)
Apr 6, 2017 · 6:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Apr 4, 2017 | M | 1,954 | $0.00 | A | 34,906 | D | |
| CommonF3 | Apr 4, 2017 | F | 717 | $71.83 | D | 34,189 | D | |
| CommonF4 | Apr 4, 2017 | D | 1,237 | $71.83 | D | 32,952 | D | |
| CommonF5 | holding | — | — | — | 1,631 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Apr 4, 2017 | M | 1,954 | D | — | — | Common | 1,954 | 0 | D |
Explanation of responses
- F1The restricted stock units are the economic equivalent of an equal number of shares of common stock and are payable in the form of cash.
- F2Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan.
- F3Represents stock units withheld to satisfy tax withholding obligations upon the vesting of cash-settled restricted stock units.
- F4The restricted stock units were the economic equivalent of an equal number of shares of common stock and were paid in the form of cash, less applicable tax withholding, upon their vesting on April 4, 2017.
- F5Balance adjusted to reflect shares acquired through the Walmart 401(k) Plan.