SEC Form 4 · accession 0001127602-17-011708
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Douglas McMillon
Officer — President and CEO · Director
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 7:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 10, 2017 | A | 147,109 | $69.86 | A | 995,229 | D | |
| Common StockF3 | Mar 10, 2017 | F | 55,513 | $69.86 | D | 939,716 | D | |
| Common Stock | holding | — | — | — | 1,658 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 5,194 | I | By Wife as UGMA Custodian for Children | |
| Common | holding | — | — | — | 75,954 | I | By Trust for Children | |
| Common | holding | — | — | — | 75,374 | I | By Wife's Trust for Children | |
| Common | holding | — | — | — | 1,741 | I | By Trust for Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting of performance share units for the period ending January 31, 2017, as certified by the Compensation and Management Development Committee on March 10, 2017. The receipt of a portion of these shares was deferred to a future date.
- F2Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan.
- F3Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance share units.