SEC Form 4 · accession 0001127602-17-011706
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey J Gearhart
Officer — Executive Vice President
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 10, 2017 | A | 20,291 | $69.86 | A | 137,364 | D | |
| Common StockF3 | Mar 10, 2017 | F | 9,913 | $69.86 | D | 127,451 | D | |
| Common Stock | holding | — | — | — | 1,112 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting of performance share units for the three-year period ending January 31, 2017, as certified by the Compensation and Management Development Committee on March 10, 2017.
- F2Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan.
- F3Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance share units.