SEC Form 4 · accession 0001127602-17-011703
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Foran
Officer — Executive Vice President
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 7:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Mar 10, 2017 | A | 48,259 | $69.86 | A | 195,931 | D | |
| CommonF2 | Mar 10, 2017 | F | 23,575 | $69.86 | D | 172,356 | D | |
| CommonF3 | Mar 10, 2017 | F | 3,850 | $69.86 | D | 168,506 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting of performance share units for the period ending January 31, 2017, as certified by the Compensation and Management Development Committee on March 10, 2017.
- F2Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance share units.
- F3Represents shares withheld to satisfy tax withholding obligations upon the vesting of the first 50% of previously reported performance-based restricted stock that was granted to the Reporting Person on January 25, 2016. The vesting of the remaining 50% of such award shall be conditioned upon achieving one or more performance goals to be established by the Compensation and Management Development Committee of the issuer's Board of Directors at a later date.