SEC Form 4 · accession 0001127602-17-008346
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim C Walton
10% Owner
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 7:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2017 | S | 2,464,097 | $71.7585 | D | 146,041,922 | I | By Trust |
| Common StockF2 | Feb 23, 2017 | S | 1,676,979 | $71.7704 | D | 144,364,943 | I | By Trust |
| Common StockF3,F4 | Feb 23, 2017 | S | 234,261 | $72.3392 | D | 144,130,682 | I | By Trust |
| Common Stock | holding | — | — | — | 10,507,127 | D | ||
| Common StockF5 | holding | — | — | — | 1,415,891,131 | I | By Limited Liability Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale from the Walton Family Holdings Trust was executed in multiple trades at prices ranging from $71.50 to $72.20, inclusive. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F2This sale from the Walton Family Holdings Trust was executed in multiple trades at prices ranging from $71.25 to $72.245, inclusive. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F3This sale from the Walton Family Holdings Trust was executed in multiple trades at prices ranging from $72.25 to $72.49, inclusive. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F4The reporting person is a trustee of the Walton Family Holdings Trust, the entity that owns 144,130,682 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such Trust except to the extent of his pecuniary interest therein.
- F5The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,415,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein.