SEC Form 4 · accession 0001127602-17-002394
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Douglas McMillon
Officer — President and CEO · Director
Period of report
Jan 23, 2017
Accepted (ET)
Jan 25, 2017 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 23, 2017 | A | 57,652 | $0.00 | A | 849,796 | D | |
| Common StockF3 | holding | — | — | — | 1,658 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 5,194 | I | By Wife as UGMA Custodian for Children | |
| Common | holding | — | — | — | 75,954 | I | By Trust for Children | |
| Common | holding | — | — | — | 75,374 | I | By Wife's Trust for Children | |
| Common | holding | — | — | — | 1,741 | I | By Trust for Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock granted on January 23, 2017 and scheduled to vest on January 21, 2020.
- F2Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan.
- F3Balance adjusted to reflect shares acquired through the Walmart 401(k) Plan.