SEC Form 4 · accession 0001127602-17-002390
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey J Gearhart
Officer — Executive Vice President
Period of report
Jan 23, 2017
Accepted (ET)
Jan 25, 2017 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2017 | A | 7,502 | $0.00 | A | 108,131 | D | |
| Common StockF2,F3 | Jan 23, 2017 | A | 11,253 | $0.00 | A | 119,384 | D | |
| Common StockF4 | holding | — | — | — | 1,112 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock granted January 23, 2017 and scheduled to vest on January 21, 2020.
- F2Restricted stock granted January 23, 2017 and scheduled to vest in equal installments on each of January 22, 2019; January 21, 2020; and January 19, 2021.
- F3Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan.
- F4Balance adjusted to reflect shares acquired through the Walmart 401(k) Plan.