SEC Form 4 · accession 0001127602-17-000830
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Boyd Penner
Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 4, 2017 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2016 | A | 687 | $0.00 | A | 42,517 | D | |
| Common Stock | holding | — | — | — | 1,357,974 | I | By partnership | |
| Common Stock | holding | — | — | — | 30,220 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents quarterly director compensation, which the Reporting Person elected to defer in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the last trading day before the date of grant.
- F2Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred stock.