SEC Form 4 · accession 0001127602-16-070333
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Boyd Penner
Director
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 7:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2016 | J | 550,000 | $0.00 | A | 580,220 | I | By spouse |
| Common StockF2 | Dec 16, 2016 | G | 550,000 | $0.00 | D | 30,220 | I | By spouse |
| Common Stock | holding | — | — | — | 41,610 | D | ||
| Common Stock | holding | — | — | — | 1,357,974 | I | By partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction is the receipt of 550,000 shares of Common Stock by the reporting person's spouse, for no consideration, in a distribution by the Walton Family Holdings Trust (the "Trust") to certain beneficiaries of the Trust.
- F2On December 16, 2016, the reporting person's spouse made a charitable gift of 550,000 shares of Common Stock.