SEC Form 4 · accession 0001127602-16-063362
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alice L Walton
10% Owner
Period of report
Sep 26, 2016
Accepted (ET)
Sep 28, 2016 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 26, 2016 | G | 2,860,000 | $0.00 | D | 6,748,580 | D | |
| Common StockF2 | holding | — | — | — | 1,415,891,131 | I | By Limited Liability Company | |
| Common StockF3 | holding | — | — | — | 152,247,519 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On September 26, 2016, the reporting person made a charitable gift of 2,860,000 shares.
- F2The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,415,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of her pecuniary interest therein.
- F3The reporting person is a trustee of the Walton Family Holdings Trust, the entity that owns 152,247,519 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such Trust except to the extent of her pecuniary interest therein.