SEC Form 4 · accession 0001127602-16-062746
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Robson Walton
Director · 10% Owner
Period of report
Sep 16, 2016
Accepted (ET)
Sep 16, 2016 · 8:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 16, 2016 | J | 8,615,686 | $0.00 | D | 152,247,519 | I | By Trust |
| Common StockF3 | Sep 16, 2016 | J | 1,355,000 | $0.00 | A | 3,342,604 | D | |
| Common StockF4 | holding | — | — | — | 1,415,891,131 | I | By Limited Liability Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction is a distribution of 8,615,686 shares of Common Stock, for no consideration, by the Walton Family Holdings Trust (the "Trust") to certain beneficiaries of the Trust (the "Distribution").
- F2The reporting person is a trustee of the Trust, the entity that owns 152,247,519 shares of Common Stock following the Distribution. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of his pecuniary interest therein.
- F3The transaction is the receipt of 1,355,000 shares of Common Stock, for no consideration, in the Distribution.
- F4The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,415,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein.