SEC Form 4 · accession 0001127602-16-062342
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alice L Walton
10% Owner
Period of report
Sep 8, 2016
Accepted (ET)
Sep 9, 2016 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 8, 2016 | S | 1,302,166 | $71.9672 | D | 161,661,039 | I | By Trust |
| Common StockF2 | Sep 9, 2016 | S | 795,134 | $70.5686 | D | 160,865,905 | I | By Trust |
| Common StockF3,F4 | Sep 9, 2016 | S | 2,700 | $71.3859 | D | 160,863,205 | I | By Trust |
| Common Stock | holding | — | — | — | 6,748,580 | D | ||
| Common StockF5 | holding | — | — | — | 1,415,891,131 | I | By LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale from the Walton Family Holdings Trust was executed in multiple trades at prices ranging from $71.71 to $72.315, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F2This sale from the Walton Family Holdings Trust was executed in multiple trades at prices ranging from $70.35 to $71.34, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F3This sale from the Walton Family Holdings Trust was executed in multiple trades at prices ranging from $71.35 to $71.42, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- F4The reporting person is a co-trustee of the Walton Family Holdings Trust, the entity that owns 160,863,205 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such Trust except to the extent of her pecuniary interest therein.
- F5The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,415,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of her pecuniary interest therein.