SEC Form 4 · accession 0001127602-16-054945
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Robson Walton
Director · 10% Owner
Period of report
Jun 3, 2016
Accepted (ET)
Jun 7, 2016 · 7:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 3, 2016 | A | 2,469 | $0.00 | A | 2,927,604 | D | |
| Common StockF3 | holding | — | — | — | 1,415,891,131 | I | By Limited Liability Company | |
| Common StockF4 | holding | — | — | — | 174,563,205 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents annual equity grant as part of the Reporting Person's non-management director compensation. The receipt of these shares was deferred to a future date under an election previously made by the Reporting Person.
- F2Balance adjusted to reflect phantom shares acquired as dividend equivalents on deferred stock.
- F3The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,415,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein.
- F4The reporting person is a trustee of the Walton Family Holdings Trust (the "Trust"), the entity that owns 174,563,205 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of his pecuniary interest therein.