SEC Form 4 · accession 0001127602-16-048967
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Foran
Officer — Executive Vice President
Period of report
Apr 5, 2016
Accepted (ET)
Apr 6, 2016 · 7:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Apr 5, 2016 | M | 2,563 | $0.00 | A | 114,194 | D | |
| CommonF2 | Apr 5, 2016 | F | 113 | $69.10 | D | 114,081 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Apr 5, 2016 | M | 2,563 | D | — | — | Common | 2,563 | 0 | D |
Explanation of responses
- F1Represents cash-settled restricted stock units that vested on April 5, 2016, but which were deferred in the form of stock units until a later date.
- F2Represents stock units withheld to satisfy tax withholding obligations upon the vesting of cash-settled restricted stock units. While the remaining units are to be settled in cash, settlement has been deferred to a future date, at which time the units will settle for an amount of cash equal to the then value of an equal number of shares of common stock. There was no open market sale associated with this transaction.
Remarks
Represents restricted stock units that vested on April 5, 2016, but which were deferred in the form of stock units until a later date.