SEC Form 4 · accession 0001127602-16-045144
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Ashe
Officer — Executive Vice President
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 7:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Mar 2, 2016 | A | 47,576 | $66.46 | A | 288,923 | D | |
| CommonF3 | Mar 2, 2016 | F | 16,859 | $66.46 | D | 272,064 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting of performance share units for the period ending January 31, 2016, as certified by the Compensation, Nominating and Governance Committee on March 2, 2016. The receipt of a portion of the shares was deferred until a future date.
- F2Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.
- F3Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance share units.