SEC Form 4 · accession 0001127602-16-041987
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Foran
Officer — Executive Vice President
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Feb 15, 2016 | M | 2,381 | $0.00 | A | 90,654 | D | |
| CommonF2 | Feb 15, 2016 | F | 70 | $66.18 | D | 90,584 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 15, 2016 | M | 2,381 | D | — | — | Common | 2,381 | 2,454 | D |
Explanation of responses
- F1Represents restricted stock units that vested on February 15, 2016, but which were deferred in the form of stock units until a later date.
- F2Represents share units withheld to satisfy tax withholding obligations upon the vesting of cash-settled restricted stock units. While the remaining units are to be settled in cash, settlement has been deferred to a future date, at which time the units will settle for an amount of cash equal to the then value of an equal number of shares of common stock. There was no open market sale associated with this transaction.