SEC Form 4 · accession 0001127602-16-038089
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Ashe
Officer — Executive Vice President
Period of report
Jan 25, 2016
Accepted (ET)
Jan 27, 2016 · 6:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Jan 25, 2016 | A | 27,581 | $0.00 | A | 226,156 | D | |
| CommonF3 | Jan 25, 2016 | A | 15,760 | $0.00 | A | 241,916 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock granted on January 25, 2016 and scheduled to vest on January 25, 2019.
- F2Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.
- F3Represents performance-based restricted stock eligible to vest 50% on January 31, 2017, and 50% on January 31, 2018. The vesting of these shares shall be conditioned upon achieving one or more performance goals to be established by the Compensation, Nominating and Governance Committee of the issuer's Board of Directors at a later date.