SEC Form 4 · accession 0001127602-15-035204
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim C Walton
Director · 10% Owner
Period of report
Dec 28, 2015
Accepted (ET)
Dec 31, 2015 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 28, 2015 | G | 1,500,000 | $0.00 | D | 10,506,918 | D | |
| Common StockF2 | holding | — | — | — | 1,415,891,131 | I | By Limited Liability Company | |
| Common StockF3 | holding | — | — | — | 174,563,205 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 28, 2015, the reporting person made a charitable gift of 1,500,000 shares.
- F2The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,415,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein.
- F3The reporting person is a trustee of the Walton Family Holdings Trust (the "Trust"), the entity that owns 174,563,205 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of his pecuniary interest therein.