SEC Form 4 · accession 0001127602-15-032607

Walmart Inc. · WMT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 24, 2015

Accepted (ET)

Nov 25, 2015 · 7:09 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000104169

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 24, 2015	M	118,188	$60.0881	A	575,029	D
Common Stock^F2,F3	Nov 24, 2015	D	101,802	$60.0881	D	473,227	D
Common Stock	holding	—	—		—	400,000	I	By LLC
Common Stock	holding	—	—		—	2,600	I	By Trust for Wife
Common Stock	holding	—	—		—	50,400	I	By Wife's Trust for Children
Common Stock	holding	—	—		—	27,300	I	By Reporting Person's Trust for Children

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option^F4	$45.69	Nov 24, 2015	M	118,188	D	—	Jan 4, 2016	Common Stock	118,188	0	D

F1These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person.
F2These shares were acquired by the Reporting Person upon the exercise of the stock options reported in Table II of this Form 4. The expiration for such options was January 4, 2016. Of the resulting shares, 101,802 shares were sold to cover the exercise price and applicable withholding taxes, fees, and commissions. The remaining 16,386 shares were delivered to the Reporting Person.
F3Balance adjusted to reflect the distribution to the Reporting Person of all shares previsouly held in the Walmart 401(k) plan upon the Reporting Person's retirement.
F4These options became exercisable in five equal annual installments beginning on January 5, 2007.