SEC Form 4 · accession 0001127602-15-032207
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alice L Walton
10% Owner
Period of report
Nov 19, 2015
Accepted (ET)
Nov 20, 2015 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 19, 2015 | J | 9,971,069 | $0.00 | D | 184,028,931 | I | By Trust |
| Common Stock | holding | — | — | — | 6,748,580 | D | ||
| Common StockF3 | holding | — | — | — | 1,415,891,131 | I | By LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction is a distribution of 9,971,069 shares of Common Stock, for no consideration, by the Walton Family Holdings Trust (the "Trust") to certain beneficiaries of the Trust (the "Distribution").
- F2The reporting person is a trustee of the Trust, the entity that holds 184,028,931 shares of Common Stock following the Distribution. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of her pecuniary interest therein.
- F3The reporting person is a member of Walton Enterprises, LLC, the entity that owns 1,415,891,131 shares of Common Stock. The reporting person disclaims beneficial ownership of the reported securities held by such LLC except to the extent of her pecuniary interest therein.