SEC Form 4 · accession 0001127602-15-026013
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Foran
Officer — Executive Vice President
Period of report
Aug 25, 2015
Accepted (ET)
Aug 27, 2015 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Aug 25, 2015 | M | 3,404 | $0.00 | A | 51,727 | D | |
| CommonF2 | Aug 25, 2015 | F | 1,663 | $63.95 | D | 50,064 | D | |
| CommonF3 | Aug 25, 2015 | D | 1,741 | $63.95 | D | 48,323 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Aug 25, 2015 | M | 3,404 | D | — | — | Common | 3,404 | 3,404 | D |
Explanation of responses
- F1The restricted stock units are the economic equivalent of an equal number of shares of common stock and are payable in the form of cash.
- F2Represents share units withheld to satisfy tax withholding obligations upon the vesting of cash-settled restricted stock units.
- F3The restricted stock units were the economic equivalent of an equal number of shares of common stock and were paid in the form of cash, less applicable tax withholding, upon their vesting on August 25, 2015. There was no open market sale associated with this payment.