SEC Form 4 · accession 0001127602-15-020190
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T Duke
Director
Period of report
Jun 5, 2015
Accepted (ET)
Jun 9, 2015 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 5, 2015 | A | 2,395 | $0.00 | A | 1,274,564 | D | |
| Common StockF3 | holding | — | — | — | 1,350 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 2,600 | I | By Trust for Wife | |
| Common Stock | holding | — | — | — | 50,400 | I | By Wife's Trust for Children | |
| Common Stock | holding | — | — | — | 27,300 | I | By Reporting Person's Trust for Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents annual equity grant as part of the Reporting Person's non-management director compensation. The receipt of these shares was deferred to a future date under an election made in a prior year.
- F2Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.
- F3Balance adjusted to reflect shares acquired through dividend reinvestment under the Walmart 401(k) Plan.