SEC Form 4 · accession 0001127602-15-010151
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Foran
Officer — Executive Vice President
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | holding | — | — | — | 48,323 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF1 | — | Mar 2, 2015 | A | 6,821 | A | — | — | Common | 6,821 | 6,821 | D |
| Stock UnitsF2,F1 | — | Mar 2, 2015 | F | 272 | D | — | — | Common | 272 | 6,549 | D |
Explanation of responses
- F1Represents the vesting of cash-settled performance share units for the period ending January 31, 2015, as certified by the Compensation, Nominating and Governance Committee on March 2, 2015. The receipt of these cash-settled performance share units was deferred in the form of stock units to a future date. The stock units are the economic equivalents of an equal number of shares of common stock and are payable in the form of cash.
- F2Represents share units withheld to satisfy tax withholding obligations upon the vesting of cash-settled performance share units.