SEC Form 4 · accession 0001127602-15-010139
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T Duke
Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2015 | A | 114,767 | $83.93 | A | 1,276,627 | D | |
| Common StockF2,F3 | Mar 2, 2015 | D | 4,466 | $83.93 | D | 1,272,161 | D | |
| Common Stock | holding | — | — | — | 1,333 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 2,600 | I | By Trust for Wife | |
| Common Stock | holding | — | — | — | 50,400 | I | By Wife's Trust for Children | |
| Common Stock | holding | — | — | — | 27,300 | I | By Reporting Person's Trust for Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting of performance share units for the three-year period ending January 31, 2015, as certified by the Compensation, Nominating and Governance Committee on March 2, 2015. The receipt of the vested shares was deferred to a future date.
- F2Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance share units.
- F3Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.