SEC Form 4 · accession 0001127602-15-002376
Walmart Inc. · WMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T Duke
Officer — Chairman of Exec. Committee · Director
Period of report
Jan 19, 2015
Accepted (ET)
Jan 21, 2015 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000104169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 19, 2015 | F | 806 | $86.77 | D | 1,179,615 | D | |
| Common StockF3 | holding | — | — | — | 1,333 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 2,600 | I | By Trust for Wife | |
| Common Stock | holding | — | — | — | 50,400 | I | By Wife's Trust for Children | |
| Common Stock | holding | — | — | — | 27,300 | I | By Reporting Person's Trust for Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of vested shares was deferred to a future date.
- F2Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.
- F3Balance adjusted to reflect shares acquired through the Walmart 401(k) Plan.