SEC Form 5 · accession 0001209191-18-064334
URBAN ONE, INC. · UONEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine L Hughes
Officer — Chairperson and Secretary · Director · 10% Owner
Period of report
Dec 18, 2018
Accepted (ET)
Dec 28, 2018 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class D Common Stock | Dec 18, 2018 | G | 94,000 | $2.127 | D | 7,472,830 | D | |
| Class D Common StockF1 | Dec 18, 2018 | G | 23,500 | $2.127 | D | 7,449,330 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The total represents all shares held by the reporting person across all classes of Urban One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 7,449,330 shares of Urban One, Inc. stock as follows: (1) 1,000 shares of Class A common stock held by Catherine L. Hughes; (2) 851,536 shares of Class B common stock held by the Catherine L. Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Catherine L. Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; and (6) 5,209,263 shares of Class D common stock.