SEC Form 4/A · accession 0001209191-18-046863

URBAN ONE, INC. · UONEK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — CEO · Director · 10% Owner

Period of report

Aug 15, 2018

Accepted (ET)

Aug 15, 2018 · 5:23 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001041657

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class D Common Stock^F1	Jun 1, 2018	M	1,150,000	$1.41	A	15,093,799	D
Class D Common Stock	Jun 1, 2018	F	944,245	$2.00	D	14,149,554	D
Class D Common Stock^F4	Jun 1, 2018	J	205,755	$2.00	D	13,943,799	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options	$1.41	Jun 1, 2018	M	1,150,000	D	Jun 5, 2008	Jun 5, 2018	Class D Common Stock	1,150,000	0	D

F1This Form 4/A is being filed to add the line reporting the acquisition of 1,150,000 shares of Class D Common Stock upon the exercise of the reported stock option prior to disposition of the shares to the issuer in two previously reported transactions.
F2Represents shares tendered to the issuer in payment of stock option exercise price and to satisfy withholding obligations.
F3Represents a disposition of the shares to the issuer in exchange for cash at the fair market value of $2.00 per share on the date of repurchase by issuer.
F4The total represents all shares held by the reporting person across all classes of Urban One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 13,943,799 shares of Radio One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) becomes 9,817,208 Class D Shares, including 920,059 shares of Class D common stock obtainable upon the exercise of stock options. More information on Mr. Liggins ownership is included in our most recent proxy filed April 30, 2018.