SEC Form 3 · accession 0001209191-18-007823
URBAN ONE, INC. · UONEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen Wishart
Officer — EVP
Period of report
Oct 2, 2017
Accepted (ET)
Feb 6, 2018 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class D Common StockF1 | holding | — | — | — | 37,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option for Class D Common StockF2 | $1.90 | holding | — | — | — | Oct 2, 2018 | Oct 2, 2027 | Option | 37,500 | — | D |
Explanation of responses
- F1Restricted shares of Class D common stock that will vest in three equal installments on the following dates: October 2, 2018; October 2, 2019; and October 2, 2020.
- F2Options to purchase Class D common stock that will vest in three equal installments on the following dates: October 2, 2018; October 2, 2019; and October 2, 2020.