SEC Form 4 · accession 0001209191-17-049732
URBAN ONE, INC. · UONEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Kantor
Officer — CEO, Radio Division
Period of report
Aug 7, 2017
Accepted (ET)
Aug 21, 2017 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class D Common StockF1 | Aug 7, 2017 | A | 50,000 | $1.90 | A | 223,335 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2,F3 | $1.90 | Aug 7, 2017 | A | 50,000 | A | Aug 7, 2018 | Aug 7, 2028 | Class D | 50,000 | 273,335 | D |
Explanation of responses
- F1After the transaction, the reporting person beneficially owns a total of 223,335 shares of Class D common stock.
- F2Options to purchase Class D common stock that will vest in increments of 33.33% over three years.
- F3After the transaction, the reporting person beneficially owns a total of 273,335 shares of Class D common stock.