SEC Form 4 · accession 0001209191-16-156895
URBAN ONE, INC. · UONEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Thompson
Officer — CFO / EVP
Period of report
Dec 16, 2016
Accepted (ET)
Dec 28, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class D Common Stock | Dec 16, 2016 | S | 6,100 | $2.83 | D | 260,434 | D | |
| Class D Common StockF1 | Dec 19, 2016 | S | 1,900 | $2.80 | D | 258,534 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1After the Transaction, Mr. Thompson holds 258,534 shares. Those holdings include options to purchase 187,500 shares and 71,034 shares, including 75,000 restricted shares vesting December 31, 2016.