SEC Form 4 · accession 0001209191-16-142816
URBAN ONE, INC. · UONEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Thompson
Officer — CFO / EVP
Period of report
Sep 21, 2016
Accepted (ET)
Sep 26, 2016 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class D Common Stock | Sep 21, 2016 | S | 11,000 | $3.12 | D | 279,952 | D | |
| Class D Common Stock | Sep 22, 2016 | S | 8,000 | $3.11 | D | 271,952 | D | |
| Class D Common StockF1 | Sep 23, 2016 | S | 5,418 | $3.00 | D | 266,534 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1After the transaction, Mr. Thompson holds 266,534 shares. Those holdings include options to purchase 187,500 shares and 79,034 shares, including 75,000 restricted shares vesting December 31, 2016.