SEC Form 4 · accession 0001209191-16-136105
URBAN ONE, INC. · UONEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Thompson
Officer — CFO / EVP
Period of report
Aug 5, 2016
Accepted (ET)
Aug 9, 2016 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class D Common Stock | Aug 5, 2016 | S | 8,572 | $3.34 | D | 300,880 | D | |
| Class D Common Stock | Aug 8, 2016 | S | 5,788 | $3.30 | D | 295,092 | D | |
| Class D Common StockF1 | Aug 9, 2016 | S | 4,140 | $3.18 | D | 290,952 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1After the Transaction, Mr. Thompson holds 290,952 shares. Those holdings include options to purchase 187,500 shares and 103,452 shares, including 75,000 restricted shares vesting December 31, 2016.